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(46,264 posts)

5. The SEC can issue fines

Thu Jun 4, 2026, 03:13 PM

20 hrs ago

I'm not a securities lawyer, but my understanding is that the SEC can and does impose forfeitures through administrative proceedings.

See, for example, https://www.sec.gov/files/litigation/admin/2026/33-11413.pdf

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Supreme Court sides with FCC in clash with wireless carriers over fines [View all] mahatmakanejeeves 22 hrs ago OP

Yet the SEC can't use tribunals to issue fines? cstanleytech 22 hrs ago #1

The SEC can issue fines onenote 20 hrs ago #5

I thought the supreme Court recently issued a ruling that they can't? cstanleytech 17 hrs ago #6

I wish they would report dissenters and the actual case name nuxvomica 22 hrs ago #2

Ask and ye shall receive melm00se 21 hrs ago #3

I'm a FCC licensed ham radio operator. Jacson6 20 hrs ago #4

Wonder what they promised Uncle Clarence for his dissent? mdbl 16 hrs ago #7

Article didn't say who was the lone descent was Polybius 14 hrs ago #8